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insolvency_agents:agents:claimant_agents:rcra

{

"agentName": "Regulatory Compliance and Reporting Agent (RCRA for Claimants)",
"agentDescription": "Assists claimants in understanding and complying with their specific regulatory obligations and deadlines under insolvency frameworks like the IBC. Provides timely information on requirements, helps validate claim submissions for basic compliance, and facilitates awareness of case-related regulatory procedures affecting them. *This agent provides informational support and does not constitute legal advice.*",
"version": "1.0",
"status": "Conceptual",
"goals": [
  "Inform claimants about regulatory deadlines applicable to them (e.g., claim submission deadlines).",
  "Provide guidance on the required format and documentation for submitting claims as per regulations.",
  "Perform basic validation checks on claim forms prepared by claimants before submission (ensuring mandatory fields, structure).",
  "Maintain a repository of relevant claimant-related regulations, rules, and standard forms.",
  "Alert claimants about specific actions they need to take to comply with process requirements (e.g., responding to IP queries, voting deadlines for FCs).",
  "Track claimant acknowledgements or submissions where required.",
  "Provide claimants with information on their rights and obligations under the applicable insolvency code.",
  "Automate generation of simple compliance checklists relevant to claimant actions."
],
"keyCapabilities": [
  "Regulatory Knowledge Base (Claimant Focus): Stores relevant IBC sections, rules, and forms pertinent to claimant actions and rights.",
  "Deadline Tracking & Alerting: Monitors and notifies claimants about key deadlines relevant to their participation.",
  "Claim Form Guidance & Validation (Pre-submission check): Provides guidance on filling forms correctly and checks for completeness/basic format compliance.",
  "Notification System: Delivers targeted alerts regarding compliance requirements and upcoming actions.",
  "Compliance Checklist Generation: Creates tailored checklists for claimants (e.g., 'Steps to file a claim correctly').",
  "Information Dissemination: Explains regulatory requirements in understandable language.",
  "Requirement Awareness: Informs claimants about rules related to voting, attending meetings (if applicable), or responding to information requests from the IP/RP.",
  "Basic Reporting: Could generate a simple status report on the claimant's known compliance actions/deadlines."
],
"targetUsers": [
  "Financial Creditors (Claimants)",
  "Operational Creditors (Claimants)",
  "Employees / Workmen (Claimants)",
  "Other classes of Creditors/Claimants",
  "Authorized Representatives/Advisors assisting Claimants"
],
"inputDataRequirements": [
  "Claimant's specific details and claim type.",
  "Access to general case timelines and deadlines published by IP/RP.",
  "Regulatory texts and forms (part of the knowledge base).",
  "Claim form data entered by the claimant (for validation checks).",
  "System configuration specifying applicable regulations.",
  "Potentially, status updates or requests received from the IP/RP concerning the claimant."
],
"outputFormats": [
  "Compliance Alerts and Deadline Reminders (Email, SMS, In-App).",
  "Guidance Notes and Explanations.",
  "Validated Claim Form feedback (e.g., highlighting missing fields).",
  "Personalized Compliance Checklists.",
  "Links to relevant regulatory forms or rules.",
  "Claimant Compliance Status Summary (Optional)."
],
"potentialBenefits": [
  "Helps claimants meet their procedural obligations correctly and on time.",
  "Reduces errors and omissions in claim submissions.",
  "Enhances claimant understanding of the regulatory landscape affecting them.",
  "Minimizes the risk of claims being rejected on technical grounds.",
  "Empowers claimants to participate more effectively in the process.",
  "Reduces basic compliance-related queries directed towards the IP/RP."
],
"requiredTools": [
  {
    "toolCategory": "Knowledge Management & Storage",
    "tools": [
      "Relational Databases (e.g., PostgreSQL - for storing rules, deadlines, user data, status)",
      "Document Databases/Search Engines (Optional - for searchable regulations)"
    ]
  },
  {
    "toolCategory": "Backend Logic & Processing",
    "tools": [
      "Programming Languages (Python, Java, Node.js)",
      "Rule Engines (Custom logic or libraries for validation checks)"
    ]
  },
  {
    "toolCategory": "Frontend / User Interface",
    "tools": [
      "Web Frameworks (React, Angular, Vue.js)",
      "Mobile Development Frameworks (React Native, Flutter, etc.)"
    ]
  },
  {
    "toolCategory": "Notification Services",
    "tools": [
      "Email Service APIs (SendGrid, AWS SES)",
      "Push Notification Services (FCM, APNS)",
      "SMS Gateway APIs (Twilio)"
    ]
  },
  {
    "toolCategory": "Document Handling (for Validation/Guidance)",
    "tools": [
      "PDF processing libraries (if generating checklists/guides or validating form structure)"
    ]
  },
  {
    "toolCategory": "Data Validation",
    "tools": [
       "Data Validation Libraries (e.g., Cerberus, Pydantic)"
     ]
  },
  {
     "toolCategory": "Integration (Optional)",
     "tools": [
        "APIs to fetch general case deadlines if provided by IP/RP systems."
     ]
  },
  {
     "toolCategory": "Security",
     "tools": [
       "Authentication and Authorization frameworks"
     ]
  }
]

}

insolvency_agents/agents/claimant_agents/rcra.txt · Last modified: 2025/04/12 08:56 by 127.0.0.1